Skip to content 
Securities Fraud Lawyer in Maryland
Securities fraud in Maryland is prosecuted under federal statutes 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying up to 25 years in federal prison. Law Offices Of SRIS, P.C. has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ with a favorable-outcome rate above 93%. Contact a Securities Fraud Lawyer Maryland at (888) 437-7747 for a consultation by appointment.
Securities fraud includes a range of illegal activities involving the deception of investors or the manipulation of financial markets. Under federal law, 18 U.S.C. § 1348 (securities fraud) and 15 U.S.C. § 78ff (Securities Exchange Act violations) criminalize insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. In Maryland, these cases are prosecuted by the U.S. Attorney’s Office for the District of Maryland in either the Baltimore or Greenbelt division. A conviction for securities fraud carries a maximum penalty of 25 years in federal prison, substantial fines, forfeiture of assets, and restitution to victims. Federal sentencing guidelines apply, and there is no parole in the federal system. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience. Advocacy Without Borders — the firm has handled numerous complex securities fraud cases across Maryland.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 18 U.S.C. § 1348 (Cornell LII)
For the full text of the securities fraud statute, see 18 U.S.C. § 1348 (Cornell LII — official site). For the Securities Exchange Act provisions, see 15 U.S.C. § 78ff (Cornell LII — official site).
In the U.S. District Court for the District of Maryland, federal prosecutors routinely use grand jury subpoenas, wiretaps, and financial record analysis to build securities fraud cases. We have observed that early intervention — before an indictment is filed — often provides the experienced opportunity to negotiate a favorable resolution.
- Do not speak to investigators or prosecutors without your attorney present.
- Preserve all documents, emails, and financial records — do not destroy anything.
- Contact a Securities Fraud Lawyer Maryland immediately to review the target letter or subpoena.
- Your attorney will analyze the evidence and identify potential procedural or constitutional defenses.
- Negotiate with the U.S. Attorney’s Office for a pre-indictment resolution if possible.
- Prepare for trial or a negotiated plea based on the strength of the government’s case.
In Maryland, securities fraud under 18 U.S.C. § 1348 carries a maximum penalty of 25 years in federal prison, substantial fines, and mandatory restitution.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | Potential SEC bar from securities industry | Forfeiture of assets, restitution to victims, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | Potential SEC bar from securities industry | Forfeiture of profits, restitution, supervised release |
| Conspiracy to Commit Securities Fraud (18 U.S.C. § 371) | Federal Felony | Up to 5 years | Up to $250,000 | Potential SEC bar | Forfeiture, restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Advocacy Without Borders — the firm has extensive experience handling complex securities fraud cases in Maryland, including matters involving insider trading, market manipulation, and SEC investigations. Mr. Sris personally oversees all federal criminal cases and works closely with Of Counsel attorneys to develop full defense strategies.
Law Offices Of SRIS, P.C. has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. In Maryland, the firm has achieved dismissals, reductions, and favorable plea agreements in complex federal criminal cases, including securities fraud matters. Results may vary.
Our location in Rockville is approximately 45 miles from the U.S. District Court for the District of Maryland in Baltimore, with access via I-270 and I-95. For the Greenbelt division, our location is about 20 miles away via I-495. Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, and Chevy Chase. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Our Location: Law Offices Of SRIS, P.C. — Maryland, 199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850 | (888) 437-7747 | By appointment only.
Frequently Asked Questions About Securities Fraud in Maryland
What is securities fraud under federal law?
Securities fraud under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff covers insider trading, market manipulation, and material misrepresentation. It carries a maximum penalty of 25 years in federal prison. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland.
Securities fraud under 18 U.S.C. § 1348 carries up to 25 years in federal prison.
What should I do if I am facing securities fraud charges in Maryland?
If you are facing securities fraud charges in Maryland, contact a Securities Fraud Lawyer Maryland immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Contact a Securities Fraud Lawyer Maryland immediately and do not discuss the case with anyone except your lawyer.
How does a Maryland lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced investment fraud defense lawyer Maryland evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
An investment fraud defense lawyer Maryland evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
Can securities fraud charges be reduced or dismissed in Maryland?
Yes, securities fraud charges can potentially be reduced or dismissed in Maryland. An SEC violation lawyer Maryland can negotiate with federal prosecutors for lesser charges or dismissal if evidence was obtained improperly or if the government’s case has weaknesses. Results depend on the specific facts of your case.
An SEC violation lawyer Maryland can negotiate with federal prosecutors for lesser charges or dismissal.
How does a Virginia lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Virginia?
If facing securities fraud charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.
For more information about criminal defense in Maryland, visit our Criminal Defense Lawyer Maryland page. You may also be interested in our Criminal Defense Lawyer Howard County or Criminal Defense Lawyer Montgomery County pages.
Last verified: April 2026 | Page generated: 2026-04-28
