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Securities Fraud Lawyer Rockville, Maryland
Securities fraud in Maryland is a serious offense prosecuted under federal statutes including 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying penalties of up to 25 years imprisonment. Law Offices Of SRIS, P.C. has 21 total documented case results across all practice areas in Rockville, Maryland, with extensive criminal defense experience. A Securities Fraud Lawyer Rockville can help you handle these complex charges.
Federal securities fraud, governed by 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, includes insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. In Maryland, these charges are prosecuted by the U.S. Attorney’s Office for the District of Maryland, with cases heard in the U.S. District Court for the District of Maryland (Greenbelt Division). The maximum penalty for securities fraud is 25 years imprisonment, with federal sentencing guidelines applying. There is no parole in the federal system. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | justice.gov
For the full text of federal securities fraud statutes, see 18 U.S.C. § 1348 (U.S. Department of Justice — official site) and 15 U.S.C. § 78ff (U.S. Department of Justice — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely use grand jury subpoenas and search warrants to gather evidence in securities fraud cases. We have observed that early intervention — before charges are filed — can significantly impact the outcome.
- Do not speak to investigators without your attorney present.
- Preserve all documents and electronic data related to the investigation.
- Contact a Securities Fraud Lawyer Rockville immediately.
- Review the allegations with your attorney to identify procedural weaknesses.
- Negotiate with prosecutors before charges are filed, if possible.
- Prepare for potential federal indictment and trial.
In Rockville, Maryland, securities fraud carries a maximum penalty of 25 years imprisonment, with fines, restitution, and asset forfeiture also possible under federal law.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) | Potential professional license revocation | Restitution, asset forfeiture, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 (individuals) | Potential professional license revocation | Restitution, asset forfeiture, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our firm has extensive experience defending securities fraud cases in federal court, including matters involving insider trading, market manipulation, and material misrepresentation.
Law Offices Of SRIS, P.C. has 21 total documented case results across all practice areas in Rockville, Maryland. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ, with over 93% favorable outcomes. Results may vary.
Our location in Rockville is approximately 2 miles from the District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850), with access via I-270 and Route 355 (Rockville Pike).
Securities fraud lawyer near Rockville.
Serving the communities of Rockville, Twinbrook, Rockville Town Center, King Farm, Fallsmead, and the Potomac border.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Rockville
199 E. Montgomery Avenue, Suite 100, Room 211
Rockville, MD 20850
(888) 437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Rockville, MD
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal.
How does a Maryland lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced investment fraud defense lawyer Rockville evaluates the specific facts under 18 U.S.C. § 1348 / 15 U.S.C. § 78ff to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Maryland law require prompt action. An SEC violation lawyer Rockville can provide guidance.
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Last verified: April 2026
