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Insider trading is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years imprisonment and a $5 million fine for individuals. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Montgomery County, Maryland. An Insider Trading Lawyer Montgomery County can help you handle these complex charges.
Insider Trading Lawyer Montgomery County, Maryland
Insider trading is defined under federal law as the buying or selling of securities based on material, non-public information. This practice is prohibited by 15 U.S.C. § 78j(b) and SEC Rule 10b-5, which make it unlawful to use any manipulative or deceptive device in connection with the purchase or sale of securities. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland, with divisions in Baltimore and Greenbelt. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | justice.gov
For the full text of the insider trading statute, see 15 U.S.C. § 78j(b) (U.S. Department of Justice — official site). For SEC Rule 10b-5, see SEC Rule 10b-5 (U.S. Securities and Exchange Commission — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely use grand jury subpoenas to gather evidence in insider trading cases. We have observed that the government often relies on trading patterns and communications records to build its case. An early response is critical to preserving your rights.
- Do not speak to investigators without your attorney present.
- Preserve all documents, including emails and trading records.
- Contact an experienced federal criminal defense attorney immediately.
- Review the indictment and understand the charges against you.
- Prepare a defense strategy with your attorney.
- Attend all court hearings and comply with all court orders.
In Montgomery County, insider trading carries a maximum penalty of 20 years imprisonment and a $5 million fine for individuals under 15 U.S.C. § 78j(b) and SEC Rule 10b-5.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | Potential SEC sanctions | Asset forfeiture, restitution, supervised release |
| Insider Trading (Entity) | Federal Felony | N/A | Up to $25 million | Potential SEC sanctions | Asset forfeiture, restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has extensive criminal defense experience in Montgomery County, Maryland, including federal criminal defense.
Law Offices Of SRIS, P.C. has 21 total documented case results across all practice areas in Montgomery County: 2 dismissed or not guilty, 0 reduced or amended — a favorable-outcome rate of 95%. Results may vary. Firm-wide, SRIS, P.C. has 4,739+ documented results across VA, MD, DC, NY and NJ.
Our location in Rockville is approximately 2 miles from the District Court of MD for Montgomery County, with access via I-270 and Route 355. Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, Chevy Chase. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Rockville Location: 199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850 | (888) 437-7747 | By appointment only.
Frequently Asked Questions About Insider Trading in Montgomery County
What is insider trading under federal law?
Insider trading is the buying or selling of securities based on material, non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. It is prosecuted by the U.S. Attorney’s Office in the District of Maryland. Penalties include up to 20 years imprisonment and a $5 million fine for individuals.
Insider trading is the buying or selling of securities based on material, non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5.
How does a Maryland lawyer defend against insider trading charges?
Defense strategies for insider trading in Maryland may include challenging the materiality of the information, examining the timing of trades, analyzing the chain of information, and negotiating with prosecutors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 to build the strongest possible defense.
What should I do if I am facing insider trading charges in Montgomery County, Maryland?
If facing insider trading charges in Montgomery County, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
What are the penalties for insider trading in Maryland?
Penalties for insider trading in Maryland depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, consequences may include up to 20 years imprisonment, a $5 million fine, and asset forfeiture. Consult a Maryland federal criminal attorney for case-specific guidance.
What is the difference between state and federal charges for insider trading?
Federal charges are prosecuted by the U.S. Attorney for the District of Maryland with generally harsher penalties and no parole. An experienced federal defense attorney is critical. Insider trading is exclusively a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5.
For more information, contact an Insider Trading Lawyer Montgomery County at (888) 437-7747. Consultation by appointment only.
Related pages: Criminal Defense Lawyer Maryland | Criminal Defense Lawyer Howard County | Criminal Defense Lawyer Calvert County
Last verified: April 2026
Learn more about our Criminal Defense Lawyer Maryland services. Also serving Criminal Defense Lawyer Howard County and Criminal Defense Lawyer Calvert County.
