Securities Fraud Lawyer in Baltimore, Maryland
Securities fraud in Baltimore is prosecuted federally under 18 U.S.C. § 1348, carrying up to 25 years imprisonment. Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal court, including securities fraud cases. Mr. Sris, former prosecutor, founded the firm in 1997 and brings a background in accounting and information systems applied to complex financial cases.
What Is Securities Fraud Under Federal Law?
Securities fraud under 18 U.S.C. § 1348 covers insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. The maximum penalty is 25 years imprisonment. Federal sentencing guidelines apply, and there is no parole in the federal system. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland, with divisions in Baltimore and Greenbelt.
Last verified: April 2026 | U.S. District Court for the District of Maryland | USAO District of Maryland
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Official Resources for Securities Fraud Laws
For the full text of federal securities fraud statutes, visit the official U.S. government sources:
- 18 U.S.C. § 1348 (Securities Fraud) — U.S. Department of Justice, official site
- Securities and Exchange Commission (SEC) — Official Site
Insider Perspective: How Securities Fraud Cases Are Handled in Baltimore
In the U.S. District Court for the District of Maryland, federal prosecutors routinely use grand jury subpoenas, wiretaps, and financial analysis to build securities fraud cases. We have observed that early engagement before indictment materially affects outcomes.
- Do not speak to investigators without your attorney present.
- Preserve all documents, emails, trading records, and communications.
- Contact a federal criminal defense attorney immediately.
- Evaluate the evidence and build a defense strategy.
- Negotiate with prosecutors or prepare for trial.
In Baltimore, securities fraud under 18 U.S.C. § 1348 carries a maximum penalty of 25 years imprisonment, fines, and restitution.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) or $25,000,000 (corporations) | Potential loss of professional licenses (e.g., FINRA, SEC registrations) | Forfeiture of assets, restitution to victims, supervised release, no parole |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 (individuals) | Potential loss of securities licenses | Forfeiture of profits, restitution, supervised release |
Results may vary.
Why Choose Law Offices Of SRIS, P.C. for Securities Fraud Defense in Baltimore?
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has extensive criminal defense experience in federal court, including securities fraud cases. Mr. Sris personally brings a background in accounting and information systems applied to complex financial and technology-related cases.
Your Securities Fraud Defense Attorney
Case Results in Securities Fraud and Related Matters
Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal court, including securities fraud cases. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ, with over 93% favorable outcomes. In theft/fraud/property cases, SRIS has documented 92 results: 59 dismissed or not guilty, 28 reduced or amended, and 5 other favorable outcomes.
Results may vary. Case results depend on a variety of factors unique to each case.
Securities Fraud Lawyer Near Baltimore
Our location in Rockville is approximately 45 miles from the U.S. District Court for the District of Maryland (Baltimore Division) at 101 W Lombard St, Baltimore, MD 21201, with access via I-95 and I-695 (Baltimore Beltway).
Securities fraud lawyer near Baltimore — serving the communities of Towson, Dundalk, Essex, Catonsville, Pikesville, Cockeysville, Reisterstown, Owings Mills, Perry Hall, White Marsh, and Timonium.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Our Location
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211
Rockville, MD 20850
Phone: (888) 437-7747 | Local: (888)-437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Baltimore
What is securities fraud under federal law?
Yes. Securities fraud under 18 U.S.C. § 1348 covers insider trading, market manipulation, and material misrepresentation. Maximum penalty: 25 years imprisonment. Federal sentencing guidelines apply, and there is no parole in the federal system. Cases are prosecuted in the U.S. District Court for the District of Maryland.
How does a lawyer defend against securities fraud charges in Baltimore?
Defense strategies for securities fraud in Baltimore may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense. The U.S. District Court for the District of Maryland handles these cases.
What should I do if I am facing securities fraud charges in Baltimore?
If facing securities fraud charges in Baltimore, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action. Contact SRIS at (888) 437-7747.
What is the difference between state and federal securities fraud charges?
Federal securities fraud charges are prosecuted by the U.S. Attorney’s Office with generally harsher penalties and no parole. An experienced federal defense attorney is critical. State securities fraud charges are prosecuted by the Maryland Attorney General’s Office. The U.S. District Court for the District of Maryland handles federal cases.
Do I need a lawyer for a securities fraud investigation in Baltimore?
Yes, immediately. Securities fraud investigations by the SEC or FBI require experienced legal counsel. Early engagement before indictment materially affects outcomes. Contact SRIS at (888) 437-7747, by appointment only.
Related Practice Areas
Learn more about our services:
- Criminal Defense Lawyer Maryland — State hub for criminal defense
- Criminal Defense Lawyer Howard County — Serving Howard County
- Criminal Defense Lawyer Montgomery County — Serving Montgomery County
- Criminal Defense Lawyer Calvert County — Serving Calvert County
Page last updated: 2026-04-29
Case results depend on a variety of factors unique to each case.
Attorney responsible for this advertising: Mr. Sris.
By appointment only.