Securities fraud in Queen Anne’s County, Maryland is prosecuted under federal statutes including 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying penalties of up to 25 years imprisonment. Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal court. Contact (888) 437-7747 for consultation. By appointment only.

Securities Fraud Lawyer Queen Annes County, Maryland

Federal securities fraud, codified under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, prohibits insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. In Queen Anne’s County, these charges are prosecuted by the U.S. Attorney’s Office for the District of Maryland. A conviction can result in up to 25 years in federal prison, substantial fines, forfeiture of assets, and restitution orders. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to defend clients facing these serious allegations.

Last verified: April 2026 | U.S. District Court for the District of Maryland | 18 U.S.C. § 1348 (Cornell LII)

18 U.S.C. § 1348 (Cornell LII — official site)

15 U.S.C. § 78ff (Cornell LII — official site)

In the U.S. District Court for the District of Maryland, prosecutors routinely pursue securities fraud cases with extensive resources from federal agencies such as the FBI and SEC.

We have observed that early intervention can significantly impact the outcome of these cases.

Do not speak to investigators without your attorney present.
Preserve all documents and electronic records related to the investigation.
Contact a securities fraud defense lawyer immediately to assert your rights.
Review the indictment or criminal complaint with your attorney to identify potential defenses.
File pretrial motions to suppress evidence or dismiss charges where appropriate.
Negotiate with the U.S. Attorney’s Office for a favorable plea or disposition.

In Queen Anne’s County, securities fraud carries penalties of up to 25 years in federal prison, substantial fines, and asset forfeiture.

Offense	Classification	Incarceration	Fine	License Impact	Additional Consequences
Securities Fraud (18 U.S.C. § 1348)	Federal Felony	Up to 25 years	Up to $5,000,000	N/A (federal)	Forfeiture, restitution, supervised release
Insider Trading (15 U.S.C. § 78ff)	Federal Felony	Up to 20 years	Up to $5,000,000	N/A (federal)	Forfeiture, restitution, supervised release

Results may vary.

Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has extensive criminal defense experience in federal court, including securities fraud cases.

Kristen M. Fisher, Former Maryland Assistant State’s Attorney, Of Counsel (independent attorney working with Law Offices Of SRIS, P.C.), joined the firm in 2010 and dedicates 75% of her practice to litigation. She is admitted to the Maryland Bar and Virginia Bar, and has extensive experience in criminal defense at both the state and federal levels.

Law Offices Of SRIS, P.C. has extensive criminal defense experience in Queen Anne’s County. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ with a favorable-outcome rate above 93%.

Results may vary.

Our location in Rockville, MD is approximately 60 miles from the District Court of MD for Queen Anne’s County, with access via Route 50/301 and Route 213.

Securities fraud lawyer near Queen Anne’s County.

Serving the communities of Centreville, Queenstown, Grasonville, Stevensville, Chester, Church Hill.

24/7 phone consultations — (888) 437-7747 — meetings by appointment only.

Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.

Frequently Asked Questions

What is Probation Before Judgment (PBJ) in Queen Anne’s County, Maryland?

PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Queen Anne’s County (100 Court House Square, Centreville, MD 21617). After probation, PBJ cases can be expunged (3-year waiting period). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict, avoiding a formal conviction on your record.

Can I get my criminal record expunged in Queen Anne’s County, Maryland?

Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Queen Anne’s County are expunged through the court where the case was heard (District Court of MD for Queen Anne’s County). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act.

What happens after a criminal arrest in Queen Anne’s County, Maryland?

After arrest in Queen Anne’s County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Queen Anne’s County (100 Court House Square, Centreville, MD 21617). Felonies go to Queen Anne’s County Circuit Court. Bail set by District Court commissioner at initial appearance; Maryland permits pretrial release on personal recognizance, bail, or conditions of release; bail review hearing in District Court within 24 hours if detained; public defender eligibility based on income; court costs: approximately $22.50-$55.

After arrest in Queen Anne’s County, you will have an initial appearance before a District Court commissioner who sets bail, followed by a bail review hearing within 24 hours if detained.

Do I need a lawyer for a misdemeanor in Queen Anne’s County, Maryland?

Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Queen Anne’s County can negotiate PBJ (no conviction on record) or dismissal. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes. Contact SRIS at (888) 437-7747.

Yes. Many Maryland misdemeanors carry significant penalties, and an attorney can negotiate PBJ or dismissal.

How does a Maryland lawyer defend against securities fraud charges?

Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced investment fraud defense lawyer Queen Anne’s County evaluates the specific facts under federal statutes to build the strongest possible defense.

What should I do if I am facing securities fraud charges in Maryland?

If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.

Learn more about our Criminal Defense Lawyer Maryland services.

Last verified: April 2026

Securities Fraud Lawyer Queen Annes County, MD | SRIS, P.C.